11 Ways Employees Can Be Your Weak Link for Cybersecurity
With some creative tips to help engage and educate your employees on cybersecurity
Each year, incidences of cyberattacks on companies are increasing with the intent to steal sensitive
The Need For Overhauling Cybersecurity In A Post-Reg BI Landscape
The recent passage of Reg BI comes at a time when the advisor-client relationship is already becoming more collaborative, open and transparent. The future of advice will be one in which clients are empowered
The North American Securities Administrators Association (NASAA) maintains state securities regulators are concerned cybersecurity deficiencies are rising among investment advisers.
“Cybersecurity is a priority for state securities examiners,” Michael S. Pieciak, NASAA president and Vermont Commissioner of Financial Regulation, said. “Smaller
Small advice firms show increase in cyber-related issues
State-registered investment advisers are showing more deficiencies related to cybersecurity but are improving their compliance in many other areas, such as books and records, fees and supervision, according to
Cybersecurity Evolving to Cyber Resilience
How Your Business Can Achieve True Cyber Resilience
Cyber resilience has lately become an industry buzzword.
Indeed, it is a highly important concept that should not be missing from your organization’s security
9 cybersecurity steps the SEC wants to see
The SEC's cybersecurity punch list
The SEC has made no secret it expects advisors and brokers to ramp up their policies and procedures to
Solving the Cyber Security Problem: Mission Impossible
Why nothing is working in cyber security?
I spend a fair amount of time in my current role thinking about future cyber-attacks. Some folks may call this “threat modeling” or even “cyber threat intelligence.” I recently
Ransomware, Data Breaches Expose Gaps in Cyber Insurance Market
As U.S. companies grapple with cyber crime costs, indiscriminate ransomware attacks, and hundreds of millions of dollars in data breach fines, many seek protection in a normally predictable bet—insurance.
SEC Tells Firms to Stop Missing the Basics on Cybersecurity
The SEC’s Office of Compliance Inspections and Examinations (OCIE) reported in a recent Risk Alert that many investment advisers and broker-dealers are failing to comply with basic aspects of Regulation S-P,
New York Passes SHIELD Act Amending Data Breach Notification Law - The SHIELD Act significantly amends New York's data breach notification law and data protection requirements.
On July 25, 2019, New York Governor Andrew Cuomo signed into law the Stop Hacks and Improve Electronic Data Security Act ("SHIELD Act")