New York’s new SHIELD Act:

• Adds additional information types that may trigger a breach notification.

• Requires notification upon unauthorized access to (not just acquisition of) protected information.

Cybersecurity is still the biggest compliance threat to RIAs.

An overwhelming percentage of RIAs — 83% — surveyed by the

It’s an email every financial advisor should expect to receive at least once.

For the sixth year in a row, cybersecurity remains the biggest compliance concern at registered investment adviser firms, with 83 percent calling it the “hottest” compliance topic and more than 70 percent

Longtime compliance chief Beth Haddock talks to ThinkAdvisor about cybersecurity, Reg BI and making compliance training less boring.

Beth Haddock

Policies are designed to help companies survive major cyberattacks. But knowing exactly what’s covered can be tricky.

The idea of cybersecurity insurance seems,

Firms must perform due diligence on prospective providers

Redtail Technology's recent data leak is a reminder of the weighty responsibilities financial

At the New York Junior League’s “Technology Talk: Data Security in the Nonprofit Environment,” Lena Licata, a director in EisnerAmper's Process, Risk, and Technology Solutions (PRTS) and Rhina Brito,

WASHINGTON, D.C. (May 21, 2019) – In a significant step toward enhancing the cybersecurity and privacy practices of state-registered investment advisers, the North American Securities

State securities regulators released a model cybersecurity rule package Tuesday, offering a regulatory framework that states can adopt to bolster protection of client data.