NAPFA ADVISOR: Keep regulators happy with your firm's cybersecurity

Simply keeping your clients safe from fraud, as suggested in "6 ways to keep your client accounts safe from fraud" (page 16) is not enough to make the regulators happy with your firm's handling of cybersecurity.  That was the bottom line of "Cybersecurity and Compliance Issues for RIA's" at NAPFA Spring Conference session presented by Mark Brown and Dan Konzen of Advisor Armor, a cybersecurity and compliance firm.  READ ARTICLE

Mark Brown