For the sixth year in a row, cybersecurity remains the biggest compliance concern at registered investment adviser firms, with 83 percent calling it the “hottest” compliance topic and more than 70 percent

Longtime compliance chief Beth Haddock talks to ThinkAdvisor about cybersecurity, Reg BI and making compliance training less boring.

Beth Haddock

Policies are designed to help companies survive major cyberattacks. But knowing exactly what’s covered can be tricky.

The idea of cybersecurity insurance seems,

Firms must perform due diligence on prospective providers

Redtail Technology's recent data leak is a reminder of the weighty responsibilities financial

At the New York Junior League’s “Technology Talk: Data Security in the Nonprofit Environment,” Lena Licata, a director in EisnerAmper's Process, Risk, and Technology Solutions (PRTS) and Rhina Brito,

WASHINGTON, D.C. (May 21, 2019) – In a significant step toward enhancing the cybersecurity and privacy practices of state-registered investment advisers, the North American Securities

State securities regulators released a model cybersecurity rule package Tuesday, offering a regulatory framework that states can adopt to bolster protection of client data.

Cyber insurance appears to still be a mystery, although the first cyber liability policies appeared 20 years ago. What is covered? What is excluded? Why does the customer need it?

LAS VEGAS — Wealth management firms are overlooking a crucial line of defense when it comes to cybersecurity: their own employees.

Like prior OCIE risk alerts, this Risk Alert provides a road map for registered investment advisers and broker dealers to follow when developing or evaluating their data privacy