Cybersecurity: How to satisfy regulators

NASAA Checklist

State securities regulators could put forward this year a model rule on cybersecurity, Joe Borg, Alabama securities director and president of the North American Securities Administrators Association, said in a recent interview.

If so, elements of the regulation may be drawn from NASAA’s cybersecurity checklist for investment advisers. Here are a few of the 89 items on the roster and what they might look like as provisions of a cyber rule.  MORE