Lessons in improving adviser cybersecurity - Investment News

Written By Advisor Armor

From an issue that was hardly a blip on the radar screen of adviser concerns just a few years ago, cybersecurity is now a top-of-mind concern at advisory firms of all sizes and at the industry's chief regulator, the Securities and Exchange Commission.

“In fact, 90% of our advisers say it's their number one compliance concern,” said Michelle Thetford, Schwab's vice president for adviser services risk and controls.  MORE

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